Report on Controls

RSM Richter is a leading provider of 5970 audit services, “SAS 70” in the United States, to third-party service organizations. An auditor's report on controls at a service organization is one of the best ways for a service organization to differentiate itself from its competitors and clearly communicate a commitment to internal controls. A SAS 70 audit from RSM Richter can enhance competitive position and reduce business risks.

We offer two types of SAS 70 reports:

  • Type I - Report on controls placed in operation
  • Type II - Report on controls placed in operation and tests of the operating effectiveness of controls.
 5970 (SAS 70)
Download our brochure on 5970 Audit Services
A Type II report contains descriptions of tests performed and our findings in the following areas:
  • Control Environment
  • Risk Assessment
  • Monitoring
  • Computer General Controls
  • Computer Application Controls
  • Information Systems Processing
  • User Responsibilities